| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 284,402 | 4,487,000 | 17.71% | ||
| 2 | Invesco Ltd. | 270,353 | 4,266,000 | 16.84% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 257,104 | 4,057,000 | 16.01% | ||
| 4 | UBS Group AG | 218,574 | 3,449,000 | 13.61% | ||
| 5 | Advisors Asset Management, Inc. | 196,305 | 3,098,000 | 12.23% | ||
| 6 | MORGAN STANLEY | 93,498 | 1,475,000 | 5.82% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 88,258 | 1,393,000 | 5.50% | ||
| 8 | LPL Financial LLC | 47,667 | 756,000 | 2.98% | ||
| 9 | IFP ADVISORS, INC | 41,317 | 652,000 | 2.57% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 24,400 | 385,000 | 1.52% | ||
| 11 | ROYAL BANK OF CANADA | 22,355 | 353,000 | 1.39% | ||
| 12 | Tradewinds Capital Management, LLC | 19,600 | 309,000 | 1.22% | ||
| 13 | Laurion Capital Management LP | 17,576 | 277,000 | 1.09% | ||
| 14 | WELLS FARGO & COMPANY/MN | 9,691 | 153,000 | 0.60% | ||
| 15 | CUTLER GROUP LLC / CA | 7,000 | 110,000 | 0.43% | ||
| 16 | Allworth Financial LP | 5,325 | 84,000 | 0.33% | ||
| 17 | D.A. DAVIDSON & CO. | 1,000 | 15,000 | 0.06% | ||
| 18 | CITIGROUP INC | 714 | 11,000 | 0.04% | ||
| 19 | Tower Research Capital LLC (TRC) | 106 | 2,000 | 0.01% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 42 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
