| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 302,302 | 5,048,000 | 21.34% | ||
| 2 | Advisors Asset Management, Inc. | 294,313 | 4,915,000 | 20.78% | ||
| 3 | Invesco Ltd. | 291,180 | 4,863,000 | 20.56% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 144,783 | 2,418,000 | 10.22% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 88,258 | 1,473,000 | 6.23% | ||
| 6 | UBS Group AG | 85,274 | 1,424,000 | 6.02% | ||
| 7 | MORGAN STANLEY | 71,123 | 1,187,000 | 5.02% | ||
| 8 | IFP ADVISORS, INC | 44,224 | 739,000 | 3.12% | ||
| 9 | LPL Financial LLC | 28,212 | 473,000 | 2.00% | ||
| 10 | ROYAL BANK OF CANADA | 20,568 | 343,000 | 1.45% | ||
| 11 | Tradewinds Capital Management, LLC | 12,000 | 200,000 | 0.85% | ||
| 12 | WELLS FARGO & COMPANY/MN | 9,390 | 157,000 | 0.66% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 7,126 | 119,000 | 0.50% | ||
| 14 | CUTLER GROUP LLC / CA | 7,000 | 116,000 | 0.49% | ||
| 15 | Allworth Financial LP | 5,332 | 89,000 | 0.38% | ||
| 16 | Apriem Advisors | 4,500 | 75,000 | 0.32% | ||
| 17 | D.A. DAVIDSON & CO. | 1,000 | 16,000 | 0.07% | ||
| 18 | WOLVERINE TRADING LP /BD | 1 | 17 | 0.00% | ||
| 19 | ADVISOR GROUP, INC. | 42 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
