| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 277,925 | 3,783,000 | 27.28% | ||
| 2 | Advisors Asset Management, Inc. | 203,171 | 2,765,000 | 19.94% | ||
| 3 | MORGAN STANLEY | 117,250 | 1,596,000 | 11.51% | ||
| 4 | Invesco Ltd. | 115,043 | 1,566,000 | 11.29% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 94,105 | 1,281,000 | 9.24% | ||
| 6 | DOLIVER ADVISORS, LP | 34,181 | 465,000 | 3.35% | ||
| 7 | LPL Financial LLC | 27,161 | 367,000 | 2.65% | ||
| 8 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 22,112 | 301,000 | 2.17% | ||
| 9 | Tradewinds Capital Management, LLC | 19,600 | 267,000 | 1.93% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 18,936 | 258,000 | 1.86% | ||
| 11 | ROYAL BANK OF CANADA | 18,485 | 252,000 | 1.82% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,713 | 241,000 | 1.74% | ||
| 13 | TFS CAPITAL LLC | 14,488 | 197,000 | 1.42% | ||
| 14 | WELLS FARGO & COMPANY/MN | 13,086 | 178,000 | 1.28% | ||
| 15 | Bank of New York Mellon Corp | 11,957 | 162,000 | 1.17% | ||
| 16 | Allworth Financial LP | 5,325 | 72,000 | 0.52% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 3,044 | 41,000 | 0.30% | ||
| 18 | HOERTKORN RICHARD CHARLES | 3,000 | 41,000 | 0.30% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 1,364 | 18,564 | 0.13% | ||
| 20 | D.A. DAVIDSON & CO. | 1,000 | 13,000 | 0.09% | ||
| 21 | Community Financial Services Group, LLC | 250 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
