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NUVEEN CA DIV ADVANTG MUN FD
NUVEEN CA DIV ADVANTG MUN FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 22 Institutional holders with a total value of $10,697,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Community Financial Services Group, LLC 250 3,000 0.03%
2 B. Riley Wealth Management, Inc. 435 6,000 0.06%
3 CITIGROUP INC 400 6,000 0.06%
4 BOSTON PRIVATE BANK & TRUST CO 600 8,000 0.07%
5 D.A. DAVIDSON & CO. 1,000 13,000 0.12%
6 HOERTKORN RICHARD CHARLES 3,000 42,000 0.39%
7 WOLVERINE ASSET MANAGEMENT LLC 4,306 59,000 0.55%
8 M Holdings Securities, Inc. 5,000 69,000 0.65%
9 BANK OF AMERICA CORP /DE/ 7,283 101,000 0.94%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,172 113,000 1.06%
11 WELLS FARGO & COMPANY/MN 10,641 147,000 1.37%
12 Bank of New York Mellon Corp 11,902 165,000 1.54%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,970 180,000 1.68%
14 ROYAL BANK OF CANADA 17,900 248,000 2.32%
15 Tradewinds Capital Management, LLC 19,600 271,000 2.53%
16 LPL Financial LLC 25,816 358,000 3.35%
17 DOLIVER ADVISORS, LP 33,430 463,000 4.33%
18 MORGAN STANLEY 38,141 528,000 4.94%
19 GUGGENHEIM CAPITAL LLC 77,491 1,073,000 10.03%
20 Invesco Ltd. 96,131 1,331,000 12.44%
21 Advisors Asset Management, Inc. 161,670 2,238,000 20.92%
22 UBS AG 236,461 3,275,000 30.62%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.