| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 269,302 | 4,031,000 | 23.49% | ||
| 2 | Advisors Asset Management, Inc. | 227,020 | 3,398,000 | 19.80% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 169,322 | 2,535,000 | 14.77% | ||
| 4 | Invesco Ltd. | 153,753 | 2,302,000 | 13.41% | ||
| 5 | MORGAN STANLEY | 98,196 | 1,470,000 | 8.56% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 88,258 | 1,321,000 | 7.70% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 43,025 | 644,000 | 3.75% | ||
| 8 | LPL Financial LLC | 29,010 | 434,000 | 2.53% | ||
| 9 | Tradewinds Capital Management, LLC | 19,600 | 293,000 | 1.71% | ||
| 10 | ROYAL BANK OF CANADA | 18,485 | 277,000 | 1.61% | ||
| 11 | Bank of New York Mellon Corp | 11,956 | 179,000 | 1.04% | ||
| 12 | WELLS FARGO & COMPANY/MN | 9,085 | 136,000 | 0.79% | ||
| 13 | Allworth Financial LP | 5,325 | 80,000 | 0.47% | ||
| 14 | HOERTKORN RICHARD CHARLES | 3,000 | 45,000 | 0.26% | ||
| 15 | D.A. DAVIDSON & CO. | 1,000 | 14,000 | 0.08% | ||
| 16 | Community Financial Services Group, LLC | 250 | 4,000 | 0.02% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 42 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
