| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 342,368 | 5,632,000 | 22.64% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 330,548 | 5,438,000 | 21.86% | ||
| 3 | Invesco Ltd. | 315,582 | 5,191,000 | 20.87% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 149,838 | 2,465,000 | 9.91% | ||
| 5 | MORGAN STANLEY | 88,994 | 1,464,000 | 5.88% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 81,020 | 1,333,000 | 5.36% | ||
| 7 | IFP ADVISORS, INC | 47,393 | 780,000 | 3.14% | ||
| 8 | UBS Group AG | 42,191 | 694,000 | 2.79% | ||
| 9 | LPL Financial LLC | 34,554 | 561,000 | 2.26% | ||
| 10 | ROYAL BANK OF CANADA | 20,581 | 339,000 | 1.36% | ||
| 11 | WEDBUSH SECURITIES INC | 12,970 | 213,000 | 0.86% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 12,226 | 201,000 | 0.81% | ||
| 13 | WELLS FARGO & COMPANY/MN | 11,090 | 182,000 | 0.73% | ||
| 14 | Apriem Advisors | 7,000 | 115,000 | 0.46% | ||
| 15 | CUTLER GROUP LLC / CA | 7,000 | 115,000 | 0.46% | ||
| 16 | Allworth Financial LP | 5,325 | 88,000 | 0.35% | ||
| 17 | WHITTIER TRUST CO | 3,000 | 49,000 | 0.20% | ||
| 18 | D.A. DAVIDSON & CO. | 1,000 | 16,000 | 0.06% | ||
| 19 | ADVISOR GROUP, INC. | 42 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
