| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 68,585 | 1,687,000 | 63.37% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 24,069 | 596,000 | 22.39% | ||
| 3 | NEVILLE RODIE & SHAW INC | 10,000 | 248,000 | 9.32% | ||
| 4 | Smith Affiliated Capital Corp. | 5,000 | 123,800 | 4.65% | PRN | |
| 5 | Estabrook Capital Management | 300 | 7,428 | 0.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
