| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 55,634 | 1,492,000 | 55.13% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 31,284 | 839,000 | 31.00% | ||
| 3 | NEVILLE RODIE & SHAW INC | 10,000 | 268,000 | 9.90% | ||
| 4 | Smith Affiliated Capital Corp. | 2,000 | 53,640 | 1.98% | PRN | |
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 27,000 | 1.00% | ||
| 6 | SONORA INVESTMENT MANAGEMENT, LLC | 1,000 | 26,820 | 0.99% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
