| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 38,930 | 957,000 | 47.69% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 27,442 | 675,000 | 33.64% | ||
| 3 | NEVILLE RODIE & SHAW INC | 10,000 | 246,000 | 12.26% | ||
| 4 | Smith Affiliated Capital Corp. | 2,000 | 49,180 | 2.45% | PRN | |
| 5 | INTELLECTUS PARTNERS, LLC | 1,239 | 30,000 | 1.49% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 25,000 | 1.25% | ||
| 7 | SONORA INVESTMENT MANAGEMENT, LLC | 1,000 | 24,590 | 1.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
