| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 43,805 | 1,107,000 | 69.85% | ||
| 2 | NEVILLE RODIE & SHAW INC | 10,000 | 253,000 | 15.96% | ||
| 3 | Smith Affiliated Capital Corp. | 5,000 | 126,300 | 7.97% | PRN | |
| 4 | Alerus Investment Advisors Corp | 1,600 | 40,000 | 2.52% | ||
| 5 | SONORA INVESTMENT MANAGEMENT, LLC | 1,000 | 25,000 | 1.58% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 25,000 | 1.58% | ||
| 7 | Estabrook Capital Management | 300 | 7,578 | 0.48% | ||
| 8 | Crosspoint Capital Strategies, LLC | 45 | 1,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
