| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 125,638 | 3,113,000 | 77.14% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 25,368 | 629,000 | 15.59% | ||
| 3 | NEVILLE RODIE & SHAW INC | 10,000 | 248,000 | 6.15% | ||
| 4 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 25,000 | 0.62% | ||
| 5 | Smith Affiliated Capital Corp. | 5,000 | 13,285 | 0.33% | PRN | |
| 6 | Estabrook Capital Management | 300 | 7,434 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
