| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 632,885 | 8,417,000 | 19.12% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 396,700 | 5,276,000 | 11.98% | ||
| 3 | PRIVATE MANAGEMENT GROUP INC | 373,231 | 4,964,000 | 11.27% | ||
| 4 | WELLS FARGO & COMPANY/MN | 236,549 | 3,146,000 | 7.15% | ||
| 5 | Invesco Ltd. | 229,865 | 3,057,000 | 6.94% | ||
| 6 | UBS AG | 210,814 | 2,804,000 | 6.37% | ||
| 7 | LPL Financial LLC | 193,863 | 2,578,000 | 5.86% | ||
| 8 | COHEN & STEERS, INC. | 124,426 | 1,655,000 | 3.76% | ||
| 9 | Global Endowment Management, LP | 117,000 | 1,556,000 | 3.53% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 105,310 | 1,401,000 | 3.18% | ||
| 11 | WHITEBOX ADVISORS LLC | 100,000 | 1,330,000 | 3.02% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 98,467 | 1,310,000 | 2.98% | ||
| 13 | Advisors Asset Management, Inc. | 88,428 | 1,176,000 | 2.67% | ||
| 14 | Apriem Advisors | 87,746 | 1,167,000 | 2.65% | ||
| 15 | MORGAN STANLEY | 61,162 | 814,000 | 1.85% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 44,766 | 595,000 | 1.35% | ||
| 17 | Montecito Bank & Trust | 32,316 | 430,000 | 0.98% | ||
| 18 | Tradewinds Capital Management, LLC | 21,875 | 291,000 | 0.66% | ||
| 19 | Horizon Kinetics LLC | 15,067 | 200,000 | 0.45% | ||
| 20 | SECURITY NATIONAL TRUST CO | 14,366 | 191,000 | 0.43% | ||
| 21 | Karpus Management, Inc. | 14,000 | 186,000 | 0.42% | ||
| 22 | WEDBUSH SECURITIES INC | 12,080 | 161,000 | 0.37% | ||
| 23 | ROYAL BANK OF CANADA | 11,939 | 159,000 | 0.36% | ||
| 24 | STONEBRIDGE CAPITAL MANAGEMENT INC | 11,895 | 158,000 | 0.36% | ||
| 25 | Cetera Advisor Networks LLC | 11,868 | 158,000 | 0.36% | ||
| 26 | BOSTON ADVISORS LLC | 11,272 | 150,000 | 0.34% | ||
| 27 | FIRST TRUST ADVISORS LP | 10,870 | 145,000 | 0.33% | ||
| 28 | Pure Financial Advisors, LLC | 10,187 | 135,000 | 0.31% | ||
| 29 | ALLIANCEBERNSTEIN L.P. | 10,047 | 134,000 | 0.30% | ||
| 30 | Edge Wealth Management LLC | 5,400 | 72,000 | 0.16% | ||
| 31 | MUFG Americas Holdings Corp | 3,914 | 52,000 | 0.12% | ||
| 32 | WHITTIER TRUST CO | 3,203 | 43,000 | 0.10% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,076 | 28,000 | 0.06% | ||
| 34 | Efficient Market Advisors, LLC | 2,023 | 27,000 | 0.06% | ||
| 35 | CITIGROUP INC | 1,935 | 26,000 | 0.06% | ||
| 36 | OPTIMUM INVESTMENT ADVISORS | 1,025 | 14,000 | 0.03% | ||
| 37 | Gemmer Asset Management LLC | 1,023 | 14,000 | 0.03% | ||
| 38 | Tower Research Capital LLC (TRC) | 309 | 4,000 | 0.01% | ||
| 39 | Creative Planning | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
