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NUVEEN CALIFORNIA AMT QLT MU
NUVEEN CALIFORNIA AMT QLT MU. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 43 Institutional holders with a total value of $61,728,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 737,238 11,398,000 18.46%
2 UBS Group AG 520,425 7,994,000 12.95%
3 GUGGENHEIM CAPITAL LLC 376,556 5,784,000 9.37%
4 Advisors Asset Management, Inc. 352,888 5,420,000 8.78%
5 Invesco Ltd. 294,042 4,516,000 7.32%
6 MORGAN STANLEY 229,842 3,530,000 5.72%
7 WELLS FARGO & COMPANY/MN 226,972 3,486,000 5.65%
8 PRIVATE MANAGEMENT GROUP INC 184,683 2,837,000 4.60%
9 Leisure Capital Management 144,366 2,217,000 3.59%
10 BANK OF AMERICA CORP /DE/ 139,512 2,143,000 3.47%
11 Apriem Advisors 101,711 1,562,000 2.53%
12 ROYAL BANK OF CANADA 97,533 1,498,000 2.43%
13 COHEN & STEERS, INC. 94,764 1,456,000 2.36%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 71,978 1,106,000 1.79%
15 Raymond James Financial Services Advisors, Inc. 53,969 829,000 1.34%
16 Tortoise Investment Management, LLC 46,433 713,000 1.16%
17 Tradewinds Capital Management, LLC 42,027 646,000 1.05%
18 IFP ADVISORS, INC 26,038 400,000 0.65%
19 GUPTA WEALTH MANAGEMENT LLC 24,495 376,000 0.61%
20 Montecito Bank & Trust 23,118 355,000 0.58%
21 WEDBUSH SECURITIES INC 19,946 306,000 0.50%
22 HOLLENCREST CAPITAL MANAGEMENT 19,696 303,000 0.49%
23 North Star Investment Management Corp. 19,100 293,000 0.47%
24 SECURITY NATIONAL TRUST CO 18,764 288,000 0.47%
25 Diligent Investors, LLC 17,218 264,000 0.43%
26 ALETHEA CAPITAL MANAGEMENT, LLC 14,067 216,000 0.35%
27 CIBC Private Wealth Group LLC 13,000 200,000 0.32%
28 Virtu KCG Holdings LLC 12,940 199,000 0.32%
29 INTEGRATED WEALTH MANAGEMENT 11,652 179,000 0.29%
30 Stratos Wealth Partners, LTD. 11,518 177,000 0.29%
31 Creative Planning 11,390 175,000 0.28%
32 BOSTON ADVISORS LLC 11,272 173,000 0.28%
33 First Allied Advisory Services, Inc. 10,443 162,000 0.26%
34 Pure Financial Advisors, LLC 10,187 156,000 0.25%
35 WHITTIER TRUST CO 6,118 94,000 0.15%
36 AMERICAN INTERNATIONAL GROUP, INC. 5,114 79,000 0.13%
37 MSI Financial Services Inc 4,100 63,000 0.10%
38 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 2,230 34,000 0.06%
39 Efficient Market Advisors, LLC 2,023 31,000 0.05%
40 CITIGROUP INC 1,935 30,000 0.05%
41 HUNTINGTON NATIONAL BANK 1,500 23,000 0.04% PRN
42 Gemmer Asset Management LLC 1,023 16,000 0.03%
43 Stevens First Principles Investment Advisors 78 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.