| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 543,429 | 7,706,000 | 14.10% | ||
| 2 | LPL Financial LLC | 344,502 | 4,954,000 | 9.07% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 342,005 | 4,850,000 | 8.88% | ||
| 4 | Advisors Asset Management, Inc. | 332,137 | 4,710,000 | 8.62% | ||
| 5 | PRIVATE MANAGEMENT GROUP INC | 322,272 | 4,570,000 | 8.36% | ||
| 6 | Invesco Ltd. | 306,074 | 4,340,000 | 7.94% | ||
| 7 | WELLS FARGO & COMPANY/MN | 252,523 | 3,581,000 | 6.55% | ||
| 8 | MORGAN STANLEY | 249,123 | 3,533,000 | 6.47% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 148,303 | 2,103,000 | 3.85% | ||
| 10 | Leisure Capital Management | 137,043 | 1,943,000 | 3.56% | ||
| 11 | ROYAL BANK OF CANADA | 103,828 | 1,472,000 | 2.69% | ||
| 12 | Apriem Advisors | 96,408 | 1,367,000 | 2.50% | ||
| 13 | COHEN & STEERS, INC. | 89,362 | 1,267,000 | 2.32% | ||
| 14 | MACKAY SHIELDS LLC | 70,693 | 1,002,000 | 1.83% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 66,072 | 937,000 | 1.71% | ||
| 16 | Tortoise Investment Management, LLC | 49,933 | 708,000 | 1.30% | ||
| 17 | Tradewinds Capital Management, LLC | 42,027 | 596,000 | 1.09% | ||
| 18 | Montecito Bank & Trust | 38,530 | 576,000 | 1.05% | ||
| 19 | Virtu KCG Holdings LLC | 34,150 | 484,000 | 0.89% | ||
| 20 | Global Endowment Management, LP | 32,304 | 458,000 | 0.84% | ||
| 21 | Van Hulzen Asset Management, LLC | 20,170 | 286,000 | 0.52% | ||
| 22 | HOLLENCREST CAPITAL MANAGEMENT | 19,696 | 279,000 | 0.51% | ||
| 23 | WEDBUSH SECURITIES INC | 19,496 | 276,000 | 0.51% | ||
| 24 | North Star Investment Management Corp. | 19,100 | 271,000 | 0.50% | ||
| 25 | SECURITY NATIONAL TRUST CO | 18,764 | 266,000 | 0.49% | ||
| 26 | DOLIVER ADVISORS, LP | 16,811 | 238,000 | 0.44% | ||
| 27 | Diligent Investors, LLC | 15,218 | 219,000 | 0.40% | ||
| 28 | ALETHEA CAPITAL MANAGEMENT, LLC | 13,500 | 191,000 | 0.35% | ||
| 29 | Cetera Advisor Networks LLC | 12,294 | 185,000 | 0.34% | ||
| 30 | AMERIPRISE FINANCIAL INC | 12,760 | 181,000 | 0.33% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,259 | 174,000 | 0.32% | ||
| 32 | First Allied Advisory Services, Inc. | 11,487 | 164,000 | 0.30% | ||
| 33 | BOSTON ADVISORS LLC | 11,272 | 160,000 | 0.29% | ||
| 34 | Pure Financial Advisors, LLC | 10,187 | 144,000 | 0.26% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 5,114 | 72,517 | 0.13% | ||
| 36 | INTEGRATED WEALTH MANAGEMENT | 4,371 | 62,000 | 0.11% | ||
| 37 | US BANCORP \DE\ | 4,270 | 61,000 | 0.11% | ||
| 38 | Edge Wealth Management LLC | 4,100 | 58,000 | 0.11% | ||
| 39 | MSI Financial Services Inc | 4,100 | 58,000 | 0.11% | ||
| 40 | WHITTIER TRUST CO | 3,203 | 45,000 | 0.08% | ||
| 41 | CITIGROUP INC | 2,148 | 30,000 | 0.05% | ||
| 42 | Efficient Market Advisors, LLC | 2,023 | 29,000 | 0.05% | ||
| 43 | HUNTINGTON NATIONAL BANK | 1,500 | 21,000 | 0.04% | PRN | |
| 44 | Gemmer Asset Management LLC | 1,023 | 15,000 | 0.03% | SH |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
