| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 564,757 | 8,285,000 | 15.11% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 389,308 | 5,711,000 | 10.41% | ||
| 3 | LPL Financial LLC | 358,913 | 5,294,000 | 9.65% | ||
| 4 | Advisors Asset Management, Inc. | 351,022 | 5,149,000 | 9.39% | ||
| 5 | Invesco Ltd. | 289,660 | 4,249,000 | 7.75% | ||
| 6 | PRIVATE MANAGEMENT GROUP INC | 288,615 | 4,234,000 | 7.72% | ||
| 7 | WELLS FARGO & COMPANY/MN | 247,686 | 3,633,000 | 6.62% | ||
| 8 | MORGAN STANLEY | 175,222 | 2,571,000 | 4.69% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 145,776 | 2,139,000 | 3.90% | ||
| 10 | Leisure Capital Management | 134,424 | 1,972,000 | 3.60% | ||
| 11 | Apriem Advisors | 102,006 | 1,496,000 | 2.73% | ||
| 12 | COHEN & STEERS, INC. | 101,070 | 1,483,000 | 2.70% | ||
| 13 | ROYAL BANK OF CANADA | 99,203 | 1,455,000 | 2.65% | ||
| 14 | MACKAY SHIELDS LLC | 70,693 | 1,037,000 | 1.89% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 68,372 | 1,003,000 | 1.83% | ||
| 16 | Tortoise Investment Management, LLC | 48,683 | 714,000 | 1.30% | ||
| 17 | Tradewinds Capital Management, LLC | 42,027 | 617,000 | 1.13% | ||
| 18 | Montecito Bank & Trust | 37,141 | 545,000 | 0.99% | ||
| 19 | GUPTA WEALTH MANAGEMENT LLC | 24,495 | 359,000 | 0.65% | ||
| 20 | WEDBUSH SECURITIES INC | 22,996 | 337,000 | 0.61% | ||
| 21 | HOLLENCREST CAPITAL MANAGEMENT | 19,696 | 289,000 | 0.53% | ||
| 22 | North Star Investment Management Corp. | 19,100 | 280,000 | 0.51% | ||
| 23 | SECURITY NATIONAL TRUST CO | 18,764 | 275,000 | 0.50% | ||
| 24 | Diligent Investors, LLC | 15,218 | 229,000 | 0.42% | ||
| 25 | ALETHEA CAPITAL MANAGEMENT, LLC | 13,957 | 205,000 | 0.37% | ||
| 26 | INTEGRATED WEALTH MANAGEMENT | 11,652 | 171,000 | 0.31% | ||
| 27 | Stratos Wealth Partners, LTD. | 11,518 | 169,000 | 0.31% | ||
| 28 | BOSTON ADVISORS LLC | 11,272 | 165,000 | 0.30% | ||
| 29 | STIFEL FINANCIAL CORP | 11,201 | 164,000 | 0.30% | ||
| 30 | First Allied Advisory Services, Inc. | 10,443 | 152,000 | 0.28% | ||
| 31 | Pure Financial Advisors, LLC | 10,187 | 149,000 | 0.27% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 5,114 | 75,000 | 0.14% | ||
| 33 | MSI Financial Services Inc | 4,100 | 60,000 | 0.11% | ||
| 34 | WHITTIER TRUST CO | 3,203 | 47,000 | 0.09% | ||
| 35 | CITIGROUP INC | 2,928 | 43,000 | 0.08% | ||
| 36 | Efficient Market Advisors, LLC | 2,023 | 30,000 | 0.05% | ||
| 37 | HUNTINGTON NATIONAL BANK | 1,500 | 22,000 | 0.04% | PRN | |
| 38 | Windsor Capital Management, LLC | 1,149 | 16,000 | 0.03% | ||
| 39 | Gemmer Asset Management LLC | 1,023 | 15,000 | 0.03% | ||
| 40 | Creative Planning | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
