| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 862,851 | 13,823,000 | 20.30% | ||
| 2 | BESSEMER GROUP INC | 510,115 | 8,172,000 | 12.00% | ||
| 3 | Advisors Asset Management, Inc. | 383,117 | 6,138,000 | 9.02% | ||
| 4 | WELLS FARGO & COMPANY/MN | 327,083 | 5,241,000 | 7.70% | ||
| 5 | Invesco Ltd. | 327,125 | 5,241,000 | 7.70% | ||
| 6 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 305,666 | 4,891,000 | 7.18% | ||
| 7 | COHEN & STEERS, INC. | 263,747 | 4,225,000 | 6.21% | ||
| 8 | MORGAN STANLEY | 262,892 | 4,212,000 | 6.19% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 226,233 | 3,624,000 | 5.32% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 173,799 | 2,784,000 | 4.09% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 136,137 | 2,181,000 | 3.20% | ||
| 12 | FIRST TRUST ADVISORS LP | 128,098 | 2,052,000 | 3.01% | ||
| 13 | ROYAL BANK OF CANADA | 80,042 | 1,283,000 | 1.88% | ||
| 14 | STIFEL FINANCIAL CORP | 73,048 | 1,171,000 | 1.72% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 65,638 | 1,052,000 | 1.55% | ||
| 16 | ARES MANAGEMENT LLC | 30,175 | 483,000 | 0.71% | ||
| 17 | WAYNE HUMMER INVESTMENTS L.L.C. | 14,704 | 236,000 | 0.35% | ||
| 18 | MARINER INVESTMENT GROUP LLC | 14,400 | 231,000 | 0.34% | ||
| 19 | GREAT AMERICAN GROUP, INC. | 13,989 | 224,000 | 0.33% | ||
| 20 | CITIGROUP INC | 12,855 | 206,000 | 0.30% | ||
| 21 | Shaker Financial Services, LLC | 10,027 | 161,000 | 0.24% | ||
| 22 | ALLEGHANY CORP /DE | 10,027 | 161,000 | 0.24% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,206 | 115,000 | 0.17% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 6,596 | 106,000 | 0.16% | ||
| 25 | PATHSTONE FAMILY OFFICE, LLC | 3,903 | 63,000 | 0.09% | ||
| 26 | MUFG Americas Holdings Corp | 194 | 3,000 | 0.00% | ||
| 27 | SEI INVESTMENTS CO | 61 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
