| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 221,696 | 4,877,000 | 31.20% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 151,570 | 3,335,000 | 21.34% | ||
| 3 | Saba Capital Management, L.P. | 96,960 | 2,133,000 | 13.65% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 51,511 | 1,133,000 | 7.25% | ||
| 5 | MORGAN STANLEY | 49,607 | 1,091,000 | 6.98% | ||
| 6 | Invesco Ltd. | 34,379 | 756,000 | 4.84% | ||
| 7 | DEUTSCHE BANK AG\ | 25,580 | 562,000 | 3.60% | ||
| 8 | UBS AG | 25,500 | 561,000 | 3.59% | ||
| 9 | Virtu KCG Holdings LLC | 18,312 | 403,000 | 2.58% | ||
| 10 | LPL Financial LLC | 15,529 | 342,000 | 2.19% | ||
| 11 | CITIGROUP INC | 6,343 | 140,000 | 0.90% | ||
| 12 | ROYAL BANK OF CANADA | 4,279 | 94,000 | 0.60% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 4,001 | 88,000 | 0.56% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,415 | 53,000 | 0.34% | ||
| 15 | WELLS FARGO & COMPANY/MN | 2,201 | 48,000 | 0.31% | ||
| 16 | BARCLAYS PLC | 700 | 15,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
