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ARES MULTI STRATEGY CR FD IN
ARES MULTI STRATEGY CR FD IN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 17 Institutional holders with a total value of $17,215,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MARINER INVESTMENT GROUP LLC 268,331 5,866,000 34.07%
2 BANK OF AMERICA CORP /DE/ 170,802 3,734,000 21.69%
3 MORGAN STANLEY 56,353 1,232,000 7.16%
4 Eos Management, L.P. 54,102 1,183,000 6.87%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 39,206 857,000 4.98%
6 Invesco Ltd. 39,009 853,000 4.95%
7 UBS AG 32,218 704,000 4.09%
8 DEUTSCHE BANK AG\ 27,580 602,000 3.50%
9 CITIGROUP INC 26,000 568,000 3.30%
10 Saba Capital Management, L.P. 21,549 471,000 2.74%
11 LPL Financial LLC 19,275 421,000 2.45%
12 WELLS FARGO & COMPANY/MN 11,801 258,000 1.50%
13 Virtu KCG Holdings LLC 10,928 239,000 1.39%
14 ROYAL BANK OF CANADA 4,281 94,000 0.55%
15 Thomas J. Herzfeld Advisors, Inc. 3,316 72,000 0.42%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,415 53,000 0.31%
17 BARCLAYS PLC 400 8,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.