| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 268,331 | 5,866,000 | 34.07% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 170,802 | 3,734,000 | 21.69% | ||
| 3 | MORGAN STANLEY | 56,353 | 1,232,000 | 7.16% | ||
| 4 | Eos Management, L.P. | 54,102 | 1,183,000 | 6.87% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 39,206 | 857,000 | 4.98% | ||
| 6 | Invesco Ltd. | 39,009 | 853,000 | 4.95% | ||
| 7 | UBS AG | 32,218 | 704,000 | 4.09% | ||
| 8 | DEUTSCHE BANK AG\ | 27,580 | 602,000 | 3.50% | ||
| 9 | CITIGROUP INC | 26,000 | 568,000 | 3.30% | ||
| 10 | Saba Capital Management, L.P. | 21,549 | 471,000 | 2.74% | ||
| 11 | LPL Financial LLC | 19,275 | 421,000 | 2.45% | ||
| 12 | WELLS FARGO & COMPANY/MN | 11,801 | 258,000 | 1.50% | ||
| 13 | Virtu KCG Holdings LLC | 10,928 | 239,000 | 1.39% | ||
| 14 | ROYAL BANK OF CANADA | 4,281 | 94,000 | 0.55% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 3,316 | 72,000 | 0.42% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,415 | 53,000 | 0.31% | ||
| 17 | BARCLAYS PLC | 400 | 8,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.