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ARES MULTI STRATEGY CR FD IN
ARES MULTI STRATEGY CR FD IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 22 Institutional holders with a total value of $11,115,263.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 90,978 1,711,000 15.39%
2 BlueSpruce Investments, LP 90,585 1,702,000 15.31%
3 Yorktown Management & Research Co Inc 59,013 1,109,000 9.98%
4 UBS Group AG 55,326 1,040,000 9.36%
5 WOLVERINE ASSET MANAGEMENT LLC 51,705 972,000 8.74%
6 MARINER INVESTMENT GROUP LLC 36,092 679,000 6.11%
7 MORGAN STANLEY 31,069 584,000 5.25%
8 BANK OF AMERICA CORP /DE/ 30,172 568,000 5.11%
9 Virtu KCG Holdings LLC 22,199 418,000 3.76%
10 CITIGROUP INC 21,338 401,000 3.61%
11 LPL Financial LLC 20,822 393,000 3.54%
12 BB&T SECURITIES, LLC 14,745 277,000 2.49%
13 GUGGENHEIM CAPITAL LLC 14,139 266,000 2.39%
14 WELLS FARGO & COMPANY/MN 13,112 247,000 2.22%
15 CLOUGH CAPITAL PARTNERS L P 11,600 218,000 1.96%
16 PANAGORA ASSET MANAGEMENT INC 10,107 190,000 1.71%
17 DEUTSCHE BANK AG\ 8,000 150,000 1.35%
18 ROYAL BANK OF CANADA 3,100 58,000 0.52%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,415 45,000 0.40%
20 AMERICAN INTERNATIONAL GROUP, INC. 2,300 43,263 0.39%
21 Thomas J. Herzfeld Advisors, Inc. 1,316 25,000 0.22%
22 BESSEMER GROUP INC 993 19,000 0.17%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.