| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 146,588 | 3,048,000 | 25.58% | ||
| 2 | MARINER INVESTMENT GROUP LLC | 117,525 | 2,443,000 | 20.50% | ||
| 3 | UBS AG | 93,403 | 1,942,000 | 16.30% | ||
| 4 | MORGAN STANLEY | 50,568 | 1,051,000 | 8.82% | ||
| 5 | Invesco Ltd. | 40,346 | 839,000 | 7.04% | ||
| 6 | CITIGROUP INC | 26,000 | 541,000 | 4.54% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 23,849 | 496,000 | 4.16% | ||
| 8 | Eos Management, L.P. | 23,740 | 493,000 | 4.14% | ||
| 9 | LPL Financial LLC | 19,980 | 422,000 | 3.54% | ||
| 10 | WELLS FARGO & COMPANY/MN | 11,706 | 243,000 | 2.04% | ||
| 11 | DEUTSCHE BANK AG\ | 9,000 | 187,000 | 1.57% | ||
| 12 | ROYAL BANK OF CANADA | 3,600 | 75,000 | 0.63% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 3,316 | 69,000 | 0.58% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,415 | 50,000 | 0.42% | ||
| 15 | Ground Swell Capital, LLC | 800 | 17,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
