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ARES MULTI STRATEGY CR FD IN
ARES MULTI STRATEGY CR FD IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 18 Institutional holders with a total value of $12,234,280.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 10,669 2,144,000 17.52%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 86,684 1,742,000 14.24%
3 BlueSpruce Investments, LP 80,402 1,616,000 13.21%
4 Yorktown Management & Research Co Inc 59,013 1,186,000 9.69%
5 BANK OF AMERICA CORP /DE/ 56,871 1,143,000 9.34%
6 UBS Group AG 54,627 1,098,000 8.97%
7 MORGAN STANLEY 34,363 691,000 5.65%
8 CITIGROUP INC 28,734 577,000 4.72%
9 LPL Financial LLC 22,350 453,000 3.70%
10 DEUTSCHE BANK AG\ 22,000 442,000 3.61%
11 WELLS FARGO & COMPANY/MN 14,736 296,000 2.42%
12 Virtu KCG Holdings LLC 11,145 224,000 1.83%
13 Laurion Capital Management LP 10,799 217,000 1.77%
14 GUGGENHEIM CAPITAL LLC 10,282 207,000 1.69%
15 ROYAL BANK OF CANADA 3,100 62,000 0.51%
16 AMERICAN INTERNATIONAL GROUP, INC. 2,800 56,280 0.46%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,685 54,000 0.44%
18 Thomas J. Herzfeld Advisors, Inc. 1,316 26,000 0.21%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.