| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 1,316 | 26,000 | 0.21% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,685 | 54,000 | 0.44% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 2,800 | 56,280 | 0.46% | ||
| 4 | ROYAL BANK OF CANADA | 3,100 | 62,000 | 0.51% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 10,282 | 207,000 | 1.69% | ||
| 6 | Laurion Capital Management LP | 10,799 | 217,000 | 1.77% | ||
| 7 | Virtu KCG Holdings LLC | 11,145 | 224,000 | 1.83% | ||
| 8 | WELLS FARGO & COMPANY/MN | 14,736 | 296,000 | 2.42% | ||
| 9 | DEUTSCHE BANK AG\ | 22,000 | 442,000 | 3.61% | ||
| 10 | LPL Financial LLC | 22,350 | 453,000 | 3.70% | ||
| 11 | CITIGROUP INC | 28,734 | 577,000 | 4.72% | ||
| 12 | MORGAN STANLEY | 34,363 | 691,000 | 5.65% | ||
| 13 | UBS Group AG | 54,627 | 1,098,000 | 8.97% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 56,871 | 1,143,000 | 9.34% | ||
| 15 | Yorktown Management & Research Co Inc | 59,013 | 1,186,000 | 9.69% | ||
| 16 | BlueSpruce Investments, LP | 80,402 | 1,616,000 | 13.21% | ||
| 17 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 86,684 | 1,742,000 | 14.24% | ||
| 18 | BB&T SECURITIES, LLC | 10,669 | 2,144,000 | 17.52% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
