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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $30,074,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 162,537 3,822,000 12.71%
2 BANK OF AMERICA CORP /DE/ 131,940 3,102,000 10.31%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 119,488 2,809,000 9.34%
4 ENVESTNET ASSET MANAGEMENT INC 116,048 2,728,000 9.07%
5 JANE STREET GROUP, LLC 98,351 2,312,000 7.69%
6 Linscomb Wealth, Inc. 95,184 2,238,000 7.44%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 94,626 2,225,000 7.40%
8 WELLS FARGO & COMPANY/MN 85,388 2,007,000 6.67%
9 Gradient Investments LLC 54,821 1,289,000 4.29%
10 Cetera Advisors LLC 41,166 965,000 3.21%
11 GUGGENHEIM CAPITAL LLC 38,985 917,000 3.05%
12 ROYAL BANK OF CANADA 32,849 773,000 2.57%
13 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 30,740 723,000 2.40%
14 UBS Group AG 30,669 721,000 2.40%
15 Virtu KCG Holdings LLC 23,280 547,000 1.82%
16 AMERIPRISE FINANCIAL INC 21,978 517,000 1.72%
17 BANK OF MONTREAL /CAN/ 19,455 457,000 1.52%
18 Madden Advisory Services, Inc. 15,130 355,000 1.18%
19 Stratos Wealth Partners, LTD. 14,566 342,000 1.14%
20 Yorktown Management & Research Co Inc 10,500 247,000 0.82%
21 LPL Financial LLC 9,511 224,000 0.74%
22 INVESTMENT CENTERS OF AMERICA INC 9,050 213,000 0.71%
23 Commonwealth Equity Services, Inc 9,029 212,000 0.70%
24 PNC FINANCIAL SERVICES GROUP, INC. 4,882 114,000 0.38%
25 NEXT Financial Group, Inc 3,287 77,000 0.26%
26 AMERICAN INTERNATIONAL GROUP, INC. 2,740 64,000 0.21%
27 Ironwood Financial, llc 2,285 54,000 0.18%
28 Capital Advisors, Ltd. LLC 809 19,000 0.06%
29 Tower Research Capital LLC (TRC) 41 1,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.