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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 45 Institutional holders with a total value of $97,410,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 748,567 18,183,000 18.67%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 488,048 11,855,000 12.17%
3 ENVESTNET ASSET MANAGEMENT INC 378,806 9,201,000 9.45%
4 MORGAN STANLEY 300,044 7,288,000 7.48%
5 JANE STREET GROUP, LLC 231,436 5,622,000 5.77%
6 FLOW TRADERS U.S. LLC 160,212 3,892,000 4.00%
7 FCG ADVISORS, LLC 136,514 3,316,000 3.40%
8 BANK OF AMERICA CORP /DE/ 133,672 3,247,000 3.33%
9 ROYAL BANK OF CANADA 129,804 3,153,000 3.24%
10 Advisory Alpha, LLC 118,856 2,887,000 2.96%
11 GUGGENHEIM CAPITAL LLC 106,630 2,590,000 2.66%
12 UBS Group AG 92,846 2,255,000 2.31%
13 Brookstone Capital Management 90,762 2,204,000 2.26%
14 Cambridge Investment Research Advisors, Inc. 86,881 2,110,000 2.17%
15 Gradient Investments LLC 78,960 1,918,000 1.97%
16 LPL Financial LLC 73,286 1,772,000 1.82%
17 Argentus Capital Management, LLC 62,832 1,526,000 1.57%
18 Cetera Advisors LLC 59,747 1,448,000 1.49%
19 GW HENSSLER & ASSOCIATES LTD 46,280 1,124,000 1.15%
20 Linscomb Wealth, Inc. 45,776 1,112,000 1.14%
21 FINANCIAL STRATEGY NETWORK, LLC 43,906 1,050,000 1.08%
22 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 38,663 939,000 0.96%
23 INVESTMENT CENTERS OF AMERICA INC 37,750 919,000 0.94%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,477 886,000 0.91%
25 AMERIPRISE FINANCIAL INC 33,948 825,000 0.85%
26 Prospera Financial Services Inc 33,500 814,000 0.84%
27 Transamerica Financial Advisors, LLC 27,388 666,000 0.68%
28 BANK OF MONTREAL /CAN/ 24,764 602,000 0.62%
29 Camelot Portfolios, LLC 20,400 496,000 0.51%
30 Sigma Planning Corp 17,939 436,000 0.45%
31 ADVISOR GROUP, INC. 17,458 424,000 0.44%
32 Stratos Wealth Partners, LTD. 15,870 385,000 0.40%
33 Commonwealth Equity Services, Inc 15,468 376,000 0.39%
34 Madden Advisory Services, Inc. 15,130 367,000 0.38%
35 ATWOOD & PALMER INC 14,000 340,000 0.35%
36 Virtu KCG Holdings LLC 11,165 271,000 0.28%
37 Ashfield Capital Partners, LLC 10,568 257,000 0.26%
38 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9,803 238,000 0.24%
39 IFP ADVISORS, INC 9,010 219,000 0.22%
40 NEXT Financial Group, Inc 4,053 98,000 0.10%
41 Ironwood Financial, llc 2,340 57,000 0.06%
42 MSI Financial Services Inc 1,182 29,000 0.03%
43 FIFTH THIRD BANCORP 312 8,000 0.01%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 217 5,000 0.01%
45 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.