Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 51 Institutional holders with a total value of $125,156,540.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 912,164 22,138,000 17.69%
2 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 767,954 18,638,000 14.89%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 540,291 13,113,000 10.48%
4 MORGAN STANLEY 326,639 7,927,000 6.33%
5 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 173,369 4,251,000 3.40%
6 BANK OF AMERICA CORP /DE/ 170,075 4,128,000 3.30%
7 Advisory Alpha, LLC 160,522 3,954,000 3.16%
8 SFE Investment Counsel 151,625 3,716,000 2.97%
9 FCG ADVISORS, LLC 138,284 3,356,000 2.68%
10 FINANCIAL STRATEGY NETWORK, LLC 121,900 2,999,000 2.40%
11 UBS Group AG 118,150 2,868,000 2.29%
12 Cambridge Investment Research Advisors, Inc. 112,353 2,727,000 2.18%
13 Gradient Investments LLC 101,427 2,462,000 1.97%
14 GUGGENHEIM CAPITAL LLC 99,776 2,422,000 1.94%
15 Brookstone Capital Management 99,740 2,421,000 1.93%
16 LPL Financial LLC 93,197 2,270,000 1.81%
17 Cetera Advisors LLC 92,396 2,241,000 1.79%
18 FDx Advisors, Inc. 80,928 1,964,000 1.57%
19 FLOW TRADERS U.S. LLC 70,091 1,701,000 1.36%
20 PACIFIC WEALTH STRATEGIES GROUP, INC. 68,644 1,666,000 1.33%
21 GW HENSSLER & ASSOCIATES LTD 54,973 1,334,000 1.07%
22 BRIDGEWORTH, LLC 54,187 1,324,000 1.06%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,306 1,318,000 1.05%
24 ROYAL BANK OF CANADA 53,220 1,292,000 1.03%
25 Linscomb Wealth, Inc. 45,269 1,099,000 0.88%
26 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 42,982 1,043,000 0.83%
27 AMERIPRISE FINANCIAL INC 39,554 953,000 0.76%
28 INVESTMENT CENTERS OF AMERICA INC 39,150 952,000 0.76%
29 Prospera Financial Services Inc 34,100 828,000 0.66%
30 ATWOOD & PALMER INC 32,350 785,000 0.63%
31 Camelot Portfolios, LLC 31,993 776,000 0.62%
32 Mirador Capital Partners LP 29,929 726,000 0.58%
33 BANK OF MONTREAL /CAN/ 24,893 601,000 0.48%
34 Virtu KCG Holdings LLC 22,324 542,000 0.43%
35 CITADEL ADVISORS LLC 19,364 470,000 0.38%
36 Commonwealth Equity Services, Inc 18,244 443,000 0.35%
37 PRIVATE ADVISORY GROUP LLC 17,988 436,000 0.35%
38 Sigma Planning Corp 17,679 429,000 0.34%
39 ADVISOR GROUP, INC. 17,602 428,000 0.34%
40 IFP ADVISORS, INC 17,194 417,000 0.33%
41 MSI Financial Services Inc 17,077 414,000 0.33%
42 Stratos Wealth Partners, LTD. 15,870 385,000 0.31%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,987 291,000 0.23%
44 STIFEL FINANCIAL CORP 11,257 271,000 0.22%
45 Transamerica Financial Advisors, LLC 11,099 270,000 0.22%
46 NEXT Financial Group, Inc 4,097 99,000 0.08%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,817 93,000 0.07%
48 Ironwood Financial, llc 2,665 65,000 0.05%
49 FUSION FAMILY WEALTH, LLC 2,547 62,000 0.05% SH
50 FARMERS & MERCHANTS TRUST CO OF CHAMBERSBURG PA 2,000 48,540 0.04%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.