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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 37 Institutional holders with a total value of $51,665,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 334,703 7,638,000 14.78%
2 MORGAN STANLEY 274,742 6,270,000 12.14%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 206,714 4,717,000 9.13%
4 JANE STREET GROUP, LLC 187,192 4,272,000 8.27%
5 ENVESTNET ASSET MANAGEMENT INC 155,176 3,541,000 6.85%
6 BANK OF AMERICA CORP /DE/ 104,017 2,373,000 4.59%
7 GUGGENHEIM CAPITAL LLC 85,770 1,956,000 3.79%
8 FLOW TRADERS U.S. LLC 80,597 1,838,000 3.56%
9 FCG ADVISORS, LLC 73,750 1,683,000 3.26%
10 Virtu KCG Holdings LLC 71,906 1,640,000 3.17%
11 UBS Group AG 68,496 1,563,000 3.03%
12 Cetera Advisors LLC 67,900 1,551,000 3.00%
13 Argentus Capital Management, LLC 67,303 1,536,000 2.97%
14 Gradient Investments LLC 59,898 1,367,000 2.65%
15 Linscomb Wealth, Inc. 49,656 1,133,000 2.19%
16 ROYAL BANK OF CANADA 37,115 847,000 1.64%
17 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 35,833 818,000 1.58%
18 Brookstone Capital Management 35,719 814,000 1.58%
19 Transamerica Financial Advisors, LLC 34,535 789,000 1.53%
20 LPL Financial LLC 34,410 779,000 1.51%
21 INVESTMENT CENTERS OF AMERICA INC 31,850 726,000 1.41%
22 AMERIPRISE FINANCIAL INC 27,976 638,000 1.23%
23 BANK OF MONTREAL /CAN/ 19,455 444,000 0.86%
24 Madden Advisory Services, Inc. 15,130 345,000 0.67%
25 Stratos Wealth Partners, LTD. 14,806 338,000 0.65%
26 Prospera Financial Services Inc 14,300 326,000 0.63%
27 ATWOOD & PALMER INC 14,000 319,000 0.62%
28 Advisory Alpha, LLC 13,008 297,000 0.57%
29 Raymond James Financial Services Advisors, Inc. 12,975 296,000 0.57%
30 Cambridge Investment Research Advisors, Inc. 11,715 267,000 0.52%
31 Commonwealth Equity Services, Inc 9,823 224,000 0.43%
32 IFP ADVISORS, INC 4,322 99,000 0.19%
33 NEXT Financial Group, Inc 3,317 75,000 0.15%
34 AMERICAN INTERNATIONAL GROUP, INC. 2,740 63,000 0.12%
35 Ironwood Financial, llc 2,340 53,000 0.10%
36 Parasol Investment Management, LLC 1,328 30,000 0.06%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.