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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 65 Institutional holders with a total value of $192,576,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 1,595,690 39,318,000 20.42%
2 MORGAN STANLEY 834,039 20,551,000 10.67%
3 WELLS FARGO & COMPANY/MN 517,045 12,740,000 6.62%
4 BANK OF AMERICA CORP /DE/ 498,329 12,279,000 6.38%
5 GW HENSSLER & ASSOCIATES LTD 343,737 8,470,000 4.40%
6 UBS Group AG 341,529 8,415,000 4.37%
7 GUGGENHEIM CAPITAL LLC 296,036 7,285,000 3.78%
8 New England Professional Planning Group Inc. 235,515 5,775,000 3.00%
9 Ironwood Financial, llc 234,385 5,775,000 3.00%
10 Motley Fool Wealth Management, LLC 220,209 5,426,000 2.82%
11 Summit Asset Management, LLC 204,505 5,039,000 2.62%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 186,185 4,588,000 2.38%
13 Linscomb Wealth, Inc. 175,271 4,319,000 2.24%
14 ATWOOD & PALMER INC 164,568 4,055,000 2.11%
15 FCA CORP /TX 162,471 4,003,000 2.08%
16 JANE STREET GROUP, LLC 153,257 3,776,000 1.96%
17 STIFEL FINANCIAL CORP 153,085 3,772,000 1.96%
18 ENVESTNET ASSET MANAGEMENT INC 143,839 3,544,000 1.84%
19 B. Riley Wealth Advisors, Inc. 122,273 3,013,000 1.56%
20 AVALON CAPITAL MANAGEMENT 103,396 2,548,000 1.32%
21 Commonwealth Equity Services, Inc 101,826 2,509,000 1.30%
22 SII INVESTMENTS INC/WI 84,888 2,091,000 1.09%
23 Ashfield Capital Partners, LLC 81,223 2,001,000 1.04%
24 Atria Investments, Inc 45 1,843,000 0.96%
25 Carroll Financial Associates, Inc. 62,970 1,566,000 0.81%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,864 1,375,000 0.71%
27 AMERIPRISE FINANCIAL INC 55,693 1,372,000 0.71%
28 LPL Financial LLC 49,835 1,227,000 0.64%
29 AMERICAN INTERNATIONAL GROUP, INC. 48,515 1,195,000 0.62%
30 Freedom Investment Management, Inc. 27,558 1,180,000 0.61%
31 Confluence Wealth Management LLC 42,059 1,036,000 0.54%
32 HighTower Advisors, LLC 40,908 1,010,000 0.52%
33 Prospera Financial Services Inc 35,300 870,000 0.45%
34 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 33,922 836,000 0.43%
35 Stratos Wealth Partners, LTD. 28,806 710,000 0.37%
36 RAYMOND JAMES & ASSOCIATES 23,807 587,000 0.30%
37 Kovack Advisors, Inc. 21,799 537,000 0.28%
38 Carnegie Investment Counsel 21,189 527,000 0.27%
39 Capital Advisors, Ltd. LLC 19,916 491,000 0.25%
40 BANK OF MONTREAL /CAN/ 19,113 471,000 0.24%
41 CIBC WORLD MARKET INC. 16,704 412,000 0.21%
42 Cetera Advisor Networks LLC 16,020 397,000 0.21%
43 Madden Advisory Services, Inc. 14,630 360,000 0.19%
44 B. Riley Wealth Management, Inc. 14,145 348,000 0.18%
45 INVESTMENT CENTERS OF AMERICA INC 13,550 335,000 0.17%
46 Sigma Planning Corp 12,157 300,000 0.16%
47 BCWM, LLC 12,045 297,000 0.15%
48 Cambridge Investment Research Advisors, Inc. 10,998 271,000 0.14%
49 Yorktown Management & Research Co Inc 10,800 266,000 0.14%
50 Ledyard National Bank 10,000 246,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.