| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 77,876 | 937,000 | 23.33% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 41,556 | 500,000 | 12.45% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 31,512 | 379,000 | 9.44% | ||
| 4 | MORGAN STANLEY | 26,135 | 314,000 | 7.82% | ||
| 5 | UBS AG | 25,002 | 301,000 | 7.50% | ||
| 6 | LPL Financial LLC | 24,815 | 299,000 | 7.45% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 22,337 | 268,000 | 6.67% | ||
| 8 | Tradewinds Capital Management, LLC | 22,300 | 268,000 | 6.67% | ||
| 9 | WELLS FARGO & COMPANY/MN | 16,382 | 197,000 | 4.91% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 10,868 | 131,000 | 3.26% | ||
| 11 | Invesco Ltd. | 10,752 | 129,000 | 3.21% | ||
| 12 | ROYAL BANK OF CANADA | 7,525 | 91,000 | 2.27% | ||
| 13 | WHITTIER TRUST CO | 5,815 | 70,000 | 1.74% | ||
| 14 | D.A. DAVIDSON & CO. | 4,931 | 59,000 | 1.47% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,804 | 46,000 | 1.15% | ||
| 16 | CITIGROUP INC | 1,200 | 14,000 | 0.35% | ||
| 17 | Efficient Market Advisors, LLC | 1,107 | 13,000 | 0.32% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
