| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 173,919 | 2,275,000 | 29.88% | ||
| 2 | Advisors Asset Management, Inc. | 172,958 | 2,262,000 | 29.70% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 64,118 | 838,000 | 11.00% | ||
| 4 | LPL Financial LLC | 33,302 | 436,000 | 5.73% | ||
| 5 | UBS Group AG | 24,845 | 325,000 | 4.27% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 23,825 | 312,000 | 4.10% | ||
| 7 | Tradewinds Capital Management, LLC | 22,300 | 292,000 | 3.83% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 17,287 | 226,000 | 2.97% | ||
| 9 | WELLS FARGO & COMPANY/MN | 16,016 | 209,000 | 2.74% | ||
| 10 | Invesco Ltd. | 10,037 | 131,000 | 1.72% | ||
| 11 | ROYAL BANK OF CANADA | 7,525 | 98,000 | 1.29% | ||
| 12 | WHITTIER TRUST CO | 5,815 | 76,000 | 1.00% | ||
| 13 | D.A. DAVIDSON & CO. | 4,947 | 64,000 | 0.84% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,454 | 45,000 | 0.59% | ||
| 15 | Efficient Market Advisors, LLC | 1,107 | 14,000 | 0.18% | ||
| 16 | CITIGROUP INC | 900 | 12,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
