| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 172,723 | 2,131,000 | 31.54% | ||
| 2 | MORGAN STANLEY | 52,669 | 650,000 | 9.62% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 50,127 | 618,000 | 9.15% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 46,039 | 568,000 | 8.41% | ||
| 5 | DOLIVER ADVISORS, LP | 33,026 | 408,000 | 6.04% | ||
| 6 | UBS AG | 30,922 | 382,000 | 5.65% | ||
| 7 | WELLS FARGO & COMPANY/MN | 24,850 | 307,000 | 4.54% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 23,825 | 294,000 | 4.35% | ||
| 9 | LPL Financial LLC | 23,517 | 292,000 | 4.32% | ||
| 10 | Tradewinds Capital Management, LLC | 22,300 | 275,000 | 4.07% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 21,657 | 267,000 | 3.95% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 11,415 | 141,000 | 2.09% | ||
| 13 | Invesco Ltd. | 10,093 | 125,000 | 1.85% | ||
| 14 | ROYAL BANK OF CANADA | 7,525 | 93,000 | 1.38% | ||
| 15 | WHITTIER TRUST CO | 5,815 | 72,000 | 1.07% | ||
| 16 | D.A. DAVIDSON & CO. | 4,947 | 61,000 | 0.90% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,804 | 47,000 | 0.70% | ||
| 18 | Efficient Market Advisors, LLC | 1,107 | 14,000 | 0.21% | ||
| 19 | CITIGROUP INC | 900 | 11,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
