| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 187,222 | 2,509,000 | 28.88% | ||
| 2 | MORGAN STANLEY | 162,625 | 2,181,000 | 25.10% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 75,646 | 1,013,000 | 11.66% | ||
| 4 | Invesco Ltd. | 44,337 | 595,000 | 6.85% | ||
| 5 | UBS Group AG | 33,782 | 453,000 | 5.21% | ||
| 6 | LPL Financial LLC | 27,847 | 375,000 | 4.32% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 23,825 | 319,000 | 3.67% | ||
| 8 | Tradewinds Capital Management, LLC | 22,300 | 299,000 | 3.44% | ||
| 9 | WELLS FARGO & COMPANY/MN | 17,702 | 237,000 | 2.73% | ||
| 10 | INTEGRATED WEALTH MANAGEMENT | 15,573 | 208,000 | 2.39% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 10,610 | 142,000 | 1.63% | ||
| 12 | ROYAL BANK OF CANADA | 7,525 | 101,000 | 1.16% | ||
| 13 | WHITTIER TRUST CO | 5,815 | 78,000 | 0.90% | ||
| 14 | D.A. DAVIDSON & CO. | 4,947 | 66,000 | 0.76% | ||
| 15 | CITIGROUP INC | 3,805 | 51,000 | 0.59% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,454 | 46,000 | 0.53% | ||
| 17 | Efficient Market Advisors, LLC | 1,107 | 15,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
