| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 147,190 | 1,833,000 | 30.10% | ||
| 2 | MORGAN STANLEY | 53,005 | 661,000 | 10.86% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 39,844 | 496,000 | 8.15% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 32,256 | 402,000 | 6.60% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 30,975 | 386,000 | 6.34% | ||
| 6 | UBS AG | 30,747 | 383,000 | 6.29% | ||
| 7 | WELLS FARGO & COMPANY/MN | 25,516 | 318,000 | 5.22% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 23,825 | 297,000 | 4.88% | ||
| 9 | LPL Financial LLC | 23,117 | 288,000 | 4.73% | ||
| 10 | Tradewinds Capital Management, LLC | 22,300 | 278,000 | 4.57% | ||
| 11 | DOLIVER ADVISORS, LP | 14,325 | 179,000 | 2.94% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 10,868 | 136,000 | 2.23% | ||
| 13 | Invesco Ltd. | 10,343 | 129,000 | 2.12% | ||
| 14 | ROYAL BANK OF CANADA | 7,525 | 94,000 | 1.54% | ||
| 15 | WHITTIER TRUST CO | 5,815 | 73,000 | 1.20% | ||
| 16 | D.A. DAVIDSON & CO. | 4,947 | 61,000 | 1.00% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,804 | 47,000 | 0.77% | ||
| 18 | CITIGROUP INC | 1,177 | 14,000 | 0.23% | ||
| 19 | Efficient Market Advisors, LLC | 1,107 | 14,000 | 0.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
