| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 233,400 | 1,956,000 | 56.74% | ||
| 2 | SOPHROSYNE CAPITAL LLC | 49,000 | 411,000 | 11.92% | ||
| 3 | VANGUARD GROUP INC | 47,394 | 395,000 | 11.46% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 33,500 | 281,000 | 8.15% | ||
| 5 | LMR Partners LLP | 23,882 | 199,000 | 5.77% | ||
| 6 | TFS CAPITAL LLC | 10,556 | 88,000 | 2.55% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 10,276 | 85,000 | 2.47% | ||
| 8 | CITIGROUP INC | 2,086 | 17,000 | 0.49% | ||
| 9 | UBS AG | 1,320 | 11,000 | 0.32% | ||
| 10 | MORGAN STANLEY | 500 | 4,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
