| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 130,000 | 662,000 | 33.69% | ||
| 2 | MILLENNIUM MANAGEMENT LLC | 60,022 | 306,000 | 15.57% | ||
| 3 | VANGUARD GROUP INC | 59,434 | 302,000 | 15.37% | ||
| 4 | Knoll Capital Management, LLC | 55,660 | 283,000 | 14.40% | ||
| 5 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 36,700 | 187,000 | 9.52% | ||
| 6 | Bank of New York Mellon Corp | 23,215 | 118,000 | 6.01% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 15,864 | 80,000 | 4.07% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 2,875 | 15,000 | 0.76% | ||
| 9 | Tower Research Capital LLC (TRC) | 991 | 5,000 | 0.25% | ||
| 10 | BlackRock Fund Advisors | 908 | 5,000 | 0.25% | ||
| 11 | BlackRock Investment Management, LLC | 489 | 2,000 | 0.10% | ||
| 12 | CITIGROUP INC | 22 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.