| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 245,000 | 1,727,000 | 52.19% | ||
| 2 | Knoll Capital Management, LLC | 53,839 | 380,000 | 11.48% | ||
| 3 | VANGUARD GROUP INC | 51,344 | 360,000 | 10.88% | ||
| 4 | C WorldWide Group Holding A/S | 45,100 | 318,000 | 9.61% | ||
| 5 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 36,700 | 243,000 | 7.34% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 18,275 | 129,000 | 3.90% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 15,864 | 111,000 | 3.35% | ||
| 8 | Financial Architects, Inc | 4,300 | 30,000 | 0.91% | ||
| 9 | MORGAN STANLEY | 1,010 | 7,000 | 0.21% | ||
| 10 | BlackRock Investment Management, LLC | 489 | 3,000 | 0.09% | ||
| 11 | Tower Research Capital LLC (TRC) | 200 | 1,000 | 0.03% | ||
| 12 | CITIGROUP INC | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
