| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 267,000 | 1,468,367 | 65.95% | ||
| 2 | VANGUARD GROUP INC | 48,694 | 267,000 | 11.99% | ||
| 3 | C WorldWide Group Holding A/S | 45,100 | 250,000 | 11.23% | ||
| 4 | LMR Partners LLP | 23,882 | 131,000 | 5.88% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 10,276 | 56,000 | 2.52% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 7,700 | 42,000 | 1.89% | ||
| 7 | Tower Research Capital LLC (TRC) | 500 | 3,000 | 0.13% | ||
| 8 | Ground Swell Capital, LLC | 500 | 3,000 | 0.13% | ||
| 9 | BlackRock Investment Management, LLC | 489 | 3,000 | 0.13% | ||
| 10 | BARCLAYS PLC | 400 | 2,000 | 0.09% | ||
| 11 | UBS AG | 265 | 1,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
