| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GFS Advisors, LLC | 1,675,443 | 72,530,000 | 33.07% | ||
| 2 | USCA RIA LLC | 1,675,443 | 72,530,000 | 33.07% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,154,388 | 26,666,000 | 12.16% | PRN | |
| 4 | BANK OF AMERICA CORP /DE/ | 378,323 | 8,740,000 | 3.98% | ||
| 5 | WELLS FARGO & COMPANY/MN | 323,483 | 7,472,000 | 3.41% | ||
| 6 | MORGAN STANLEY | 280,831 | 6,487,000 | 2.96% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 243,476 | 5,624,000 | 2.56% | ||
| 8 | ROYAL BANK OF CANADA | 175,571 | 4,056,000 | 1.85% | ||
| 9 | Invesco Ltd. | 166,485 | 3,846,000 | 1.75% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 109,241 | 2,523,000 | 1.15% | ||
| 11 | UBS Group AG | 78,203 | 1,806,000 | 0.82% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 42,747 | 960,000 | 0.44% | ||
| 13 | CONNING INC. | 36,792 | 850,000 | 0.39% | ||
| 14 | ASHFORD CAPITAL MANAGEMENT INC | 34,838 | 805,000 | 0.37% | ||
| 15 | COHEN & STEERS, INC. | 30,641 | 708,000 | 0.32% | ||
| 16 | LPL Financial LLC | 26,946 | 625,000 | 0.28% | ||
| 17 | Arlington Capital Management, Inc. | 26,276 | 607,000 | 0.28% | ||
| 18 | BB&T SECURITIES, LLC | 17,250 | 398,000 | 0.18% | ||
| 19 | Sigma Planning Corp | 16,758 | 387,000 | 0.18% | ||
| 20 | Commonwealth Equity Services, Inc | 15,641 | 361,000 | 0.16% | ||
| 21 | SignalPoint Asset Management, LLC | 14,346 | 331,000 | 0.15% | ||
| 22 | King Wealth Management Group | 13,073 | 302,000 | 0.14% | ||
| 23 | Janney Montgomery Scott LLC | 12,515 | 289,000 | 0.13% | ||
| 24 | STIFEL FINANCIAL CORP | 8,700 | 201,000 | 0.09% | ||
| 25 | DEUTSCHE BANK AG\ | 3,600 | 82,000 | 0.04% | ||
| 26 | CITIGROUP INC | 3,283 | 76,000 | 0.03% | ||
| 27 | MSI Financial Services Inc | 1,300 | 30,000 | 0.01% | ||
| 28 | MOSAIC FAMILY WEALTH, LLC | 1,132 | 26,000 | 0.01% | ||
| 29 | BENJAMIN F. EDWARDS & COMPANY, INC. | 500 | 12,000 | 0.01% | ||
| 30 | Creative Planning | 300 | 7,000 | 0.00% | ||
| 31 | GENEOS WEALTH MANAGEMENT INC. | 225 | 5,000 | 0.00% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 230 | 5,000 | 0.00% | ||
| 33 | PENSERRA CAPITAL MANAGEMENT LLC | 186 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
