| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,154,388 | 25,869,000 | 31.62% | PRN | |
| 2 | BANK OF AMERICA CORP /DE/ | 650,555 | 14,579,000 | 17.82% | ||
| 3 | MORGAN STANLEY | 474,237 | 10,628,000 | 12.99% | ||
| 4 | WELLS FARGO & COMPANY/MN | 276,947 | 6,207,000 | 7.59% | ||
| 5 | Invesco Ltd. | 198,338 | 4,444,000 | 5.43% | ||
| 6 | BB&T SECURITIES, LLC | 17,234 | 3,862,000 | 4.72% | ||
| 7 | ROYAL BANK OF CANADA | 113,188 | 2,537,000 | 3.10% | ||
| 8 | UBS Group AG | 108,299 | 2,427,000 | 2.97% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 95,484 | 2,140,000 | 2.62% | ||
| 10 | ASHFORD CAPITAL MANAGEMENT INC | 82,939 | 1,859,000 | 2.27% | ||
| 11 | GOLDMAN SACHS GROUP INC | 64,371 | 1,443,000 | 1.76% | ||
| 12 | Raymond James Financial Services Advisors, Inc. | 38,621 | 865,000 | 1.06% | ||
| 13 | DOLIVER ADVISORS, LP | 38,017 | 852,000 | 1.04% | ||
| 14 | CONNING INC. | 34,137 | 765,000 | 0.94% | ||
| 15 | LPL Financial LLC | 24,324 | 549,000 | 0.67% | ||
| 16 | SignalPoint Asset Management, LLC | 17,681 | 396,000 | 0.48% | ||
| 17 | Janney Montgomery Scott LLC | 15,570 | 349,000 | 0.43% | ||
| 18 | COHEN & STEERS, INC. | 13,341 | 299,000 | 0.37% | ||
| 19 | COHEN & STEERS CAPITAL MANAGEMENT INC | 13,341 | 299,000 | 0.37% | ||
| 20 | USCA RIA LLC | 13,000 | 291,000 | 0.36% | ||
| 21 | Sigma Planning Corp | 12,304 | 276,000 | 0.34% | ||
| 22 | King Wealth Management Group | 10,897 | 244,000 | 0.30% | ||
| 23 | STIFEL FINANCIAL CORP | 10,450 | 234,000 | 0.29% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,350 | 120,000 | 0.15% | ||
| 25 | Tower Research Capital LLC (TRC) | 3,260 | 73,000 | 0.09% | ||
| 26 | CITIGROUP INC | 2,742 | 61,000 | 0.07% | ||
| 27 | DEUTSCHE BANK AG\ | 2,500 | 56,000 | 0.07% | ||
| 28 | WFG Advisors, LP | 1,427 | 32,000 | 0.04% | ||
| 29 | MSI Financial Services Inc | 1,300 | 29,000 | 0.04% | ||
| 30 | BANK OF MONTREAL /CAN/ | 700 | 16,000 | 0.02% | ||
| 31 | BlackRock Investment Management, LLC | 0 | 0 | 0.00% | ||
| 32 | MANAGED ACCOUNT ADVISORS LLC | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
