| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,154,388 | 25,605,000 | 29.88% | PRN | |
| 2 | MORGAN STANLEY | 888,171 | 19,700,000 | 22.99% | ||
| 3 | WELLS FARGO & COMPANY/MN | 349,890 | 7,761,000 | 9.06% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 303,019 | 6,721,000 | 7.84% | ||
| 5 | Invesco Ltd. | 204,928 | 4,545,000 | 5.30% | ||
| 6 | UBS Group AG | 199,973 | 4,435,000 | 5.18% | ||
| 7 | BB&T SECURITIES, LLC | 16,500 | 3,659,000 | 4.27% | ||
| 8 | ROYAL BANK OF CANADA | 115,486 | 2,562,000 | 2.99% | ||
| 9 | ASHFORD CAPITAL MANAGEMENT INC | 111,058 | 2,463,000 | 2.87% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 84,218 | 1,868,000 | 2.18% | ||
| 11 | GOLDMAN SACHS GROUP INC | 60,698 | 1,346,000 | 1.57% | ||
| 12 | PARK NATIONAL CORP /OH/ | 37,600 | 833,968 | 0.97% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 36,672 | 813,000 | 0.95% | ||
| 14 | CONNING INC. | 33,533 | 744,000 | 0.87% | ||
| 15 | SignalPoint Asset Management, LLC | 17,681 | 392,000 | 0.46% | ||
| 16 | SG Americas Securities, LLC | 15,520 | 344,000 | 0.40% | ||
| 17 | COHEN & STEERS, INC. | 13,341 | 296,000 | 0.35% | ||
| 18 | Janney Montgomery Scott LLC | 12,592 | 279,291 | 0.33% | ||
| 19 | King Wealth Management Group | 12,406 | 275,000 | 0.32% | ||
| 20 | STIFEL FINANCIAL CORP | 12,350 | 274,000 | 0.32% | ||
| 21 | Sigma Planning Corp | 12,036 | 267,000 | 0.31% | ||
| 22 | CHARTIST INC /CA/ | 10,000 | 222,000 | 0.26% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,750 | 83,000 | 0.10% | ||
| 24 | DEUTSCHE BANK AG\ | 2,500 | 55,000 | 0.06% | ||
| 25 | CITIGROUP INC | 1,560 | 35,000 | 0.04% | ||
| 26 | WFG Advisors, LP | 1,427 | 32,000 | 0.04% | ||
| 27 | NEW ENGLAND SECURITIES CORP /MA/ | 1,300 | 29,000 | 0.03% | ||
| 28 | NATIONAL PLANNING CORP | 800 | 18,232 | 0.02% | ||
| 29 | Tortoise Investment Management, LLC | 750 | 17,000 | 0.02% | ||
| 30 | BlackRock Investment Management, LLC | 229 | 5,000 | 0.01% | ||
| 31 | BANK OF MONTREAL /CAN/ | 162 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
