| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,177,888 | 26,208,000 | 32.69% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 441,561 | 9,825,000 | 12.26% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 397,889 | 8,853,000 | 11.04% | ||
| 4 | MORGAN STANLEY | 395,445 | 8,798,000 | 10.97% | ||
| 5 | UBS Group AG | 198,527 | 4,417,000 | 5.51% | ||
| 6 | Invesco Ltd. | 157,266 | 3,499,000 | 4.36% | ||
| 7 | WELLS FARGO & COMPANY/MN | 140,441 | 3,125,000 | 3.90% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 133,046 | 2,960,000 | 3.69% | ||
| 9 | STIFEL FINANCIAL CORP | 103,456 | 2,295,000 | 2.86% | ||
| 10 | USCA RIA LLC | 70,305 | 1,564,000 | 1.95% | ||
| 11 | ASHFORD CAPITAL MANAGEMENT INC | 65,885 | 1,466,000 | 1.83% | ||
| 12 | DOLIVER ADVISORS, LP | 62,579 | 1,392,000 | 1.74% | ||
| 13 | ROYAL BANK OF CANADA | 59,374 | 1,321,000 | 1.65% | ||
| 14 | CONNING INC. | 38,119 | 848,000 | 1.06% | ||
| 15 | LPL Financial LLC | 23,143 | 517,000 | 0.64% | ||
| 16 | Janney Montgomery Scott LLC | 20,356 | 453,000 | 0.57% | ||
| 17 | Sigma Planning Corp | 16,205 | 361,000 | 0.45% | ||
| 18 | Commonwealth Equity Services, Inc | 14,255 | 317,000 | 0.40% | ||
| 19 | King Wealth Management Group | 13,573 | 302,000 | 0.38% | ||
| 20 | AHRENS INVESTMENT PARTNERS LLC | 13,100 | 291,000 | 0.36% | ||
| 21 | SignalPoint Asset Management, LLC | 12,748 | 284,000 | 0.35% | ||
| 22 | BB&T SECURITIES, LLC | 12,250 | 272,000 | 0.34% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 10,798 | 240,000 | 0.30% | ||
| 24 | New England Private Wealth Advisors LLC | 9,000 | 200,000 | 0.25% | ||
| 25 | COHEN & STEERS, INC. | 4,487 | 100,000 | 0.12% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,962 | 65,000 | 0.08% | ||
| 27 | DEUTSCHE BANK AG\ | 2,500 | 55,000 | 0.07% | ||
| 28 | CITIGROUP INC | 2,082 | 46,000 | 0.06% | ||
| 29 | MOSAIC FAMILY WEALTH, LLC | 1,132 | 25,000 | 0.03% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 22,000 | 0.03% | ||
| 31 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 750 | 17,000 | 0.02% | ||
| 32 | US BANCORP \DE\ | 456 | 10,000 | 0.01% | ||
| 33 | Creative Planning | 301 | 7,000 | 0.01% | ||
| 34 | PENSERRA CAPITAL MANAGEMENT LLC | 245 | 5,000 | 0.01% | ||
| 35 | ADVISOR GROUP, INC. | 230 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
