| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 379,107 | 10,402,000 | 45.96% | ||
| 2 | MORGAN STANLEY | 127,500 | 3,498,000 | 15.46% | ||
| 3 | STRINGER ASSET MANAGEMENT, LLC | 91,418 | 2,509,000 | 11.09% | ||
| 4 | First Allied Asset Management, Inc. | 66,255 | 1,818,000 | 8.03% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 42,422 | 1,164,000 | 5.14% | ||
| 6 | HighTower Advisors, LLC | 34,234 | 939,000 | 4.15% | ||
| 7 | JOHNSON INVESTMENT COUNSEL INC | 23,050 | 632,000 | 2.79% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 14,288 | 392,000 | 1.73% | ||
| 9 | MassMutual Private Wealth & Trust, FSB | 13,569 | 372,323 | 1.65% | ||
| 10 | JANE STREET GROUP, LLC | 10,097 | 277,000 | 1.22% | ||
| 11 | SII INVESTMENTS INC/WI | 8,851 | 242,000 | 1.07% | ||
| 12 | AMERIPRISE FINANCIAL INC | 7,840 | 215,000 | 0.95% | ||
| 13 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,090 | 112,000 | 0.49% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 951 | 26,000 | 0.11% | ||
| 15 | WELLS FARGO & COMPANY/MN | 444 | 12,000 | 0.05% | ||
| 16 | Transamerica Financial Advisors, LLC | 248 | 7,000 | 0.03% | ||
| 17 | Orion Porfolio Solutions, LLC | 192 | 5,000 | 0.02% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 146 | 4,006 | 0.02% | ||
| 19 | COLONY GROUP LLC | 132 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
