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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 43 Institutional holders with a total value of $55,822,672.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 292,531 8,211,000 14.71%
2 MORGAN STANLEY 250,709 7,037,000 12.61%
3 STIFEL FINANCIAL CORP 4,942 6,182,000 11.07%
4 Commonwealth Equity Services, Inc 173,958 4,883,000 8.75%
5 STRINGER ASSET MANAGEMENT, LLC 142,172 3,991,000 7.15%
6 AVIANCE CAPITAL MANAGEMENT, LLC 117,479 3,298,000 5.91%
7 Carroll Financial Associates, Inc. 92,540 2,597,000 4.65%
8 Stonehearth Capital Management, LLC 67,635 1,899,000 3.40%
9 First Allied Advisory Services, Inc. 63,167 1,777,000 3.18%
10 ENVESTNET ASSET MANAGEMENT INC 55,768 1,565,000 2.80%
11 Cetera Advisor Networks LLC 55,537 1,557,000 2.79%
12 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 54,727 1,535,000 2.75%
13 Hilltop Holdings Inc. 52,469 1,473,000 2.64%
14 AXA S.A. 33,070 928,000 1.66%
15 BANK OF AMERICA CORP /DE/ 31,255 877,000 1.57%
16 LPL Financial LLC 30,714 864,000 1.55%
17 Accuvest Global Advisors 29,220 820,000 1.47%
18 Composition Wealth, LLC 24,818 697,000 1.25%
19 AMERIPRISE FINANCIAL INC 23,961 673,000 1.21%
20 Cambridge Investment Research Advisors, Inc. 23,917 671,000 1.20%
21 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 22,545 633,000 1.13%
22 Transamerica Financial Advisors, LLC 21,119 593,000 1.06%
23 JANE STREET GROUP, LLC 16,984 477,000 0.85%
24 Virtu KCG Holdings LLC 13,684 384,000 0.69%
25 MassMutual Private Wealth & Trust, FSB 12,279 344,672 0.62%
26 SII INVESTMENTS INC/WI 9,802 277,000 0.50%
27 MSI Financial Services Inc 9,806 275,000 0.49%
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 8,450 237,000 0.42%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,139 228,000 0.41%
30 CIDEL ASSET MANAGEMENT INC 7,395 208,000 0.37%
31 ROYAL BANK OF CANADA 7,352 206,000 0.37%
32 PROFICIO CAPITAL PARTNERS LLC 5,418 152,000 0.27%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 2,562 72,000 0.13%
34 VALLEY NATIONAL ADVISERS INC 1,817 51,000 0.09%
35 NEWFOUND RESEARCH LLC 1,005 28,000 0.05%
36 AMERICAN INTERNATIONAL GROUP, INC. 908 25,000 0.04%
37 Argentus Capital Management, LLC 860 24,000 0.04%
38 BANK OF MONTREAL /CAN/ 795 22,000 0.04%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 668 19,000 0.03%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 603 17,000 0.03%
41 Orion Porfolio Solutions, LLC 500 14,000 0.03%
42 COLONY GROUP LLC 21 1,000 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.