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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 30 Institutional holders with a total value of $58,936,435.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 567,655 16,371,000 27.78%
2 Composition Wealth, LLC 317,415 9,183,000 15.58%
3 MORGAN STANLEY 256,595 7,400,000 12.56%
4 JOHNSON INVESTMENT COUNSEL INC 146,035 4,211,000 7.14%
5 STRINGER ASSET MANAGEMENT, LLC 138,123 3,983,000 6.76%
6 Commonwealth Equity Services, Inc 138,044 3,981,000 6.75%
7 First Allied Asset Management, Inc. 77,979 2,255,000 3.83%
8 Stonehearth Capital Management, LLC 63,344 1,826,000 3.10%
9 RAYMOND JAMES & ASSOCIATES 60,297 1,739,000 2.95%
10 BANK OF AMERICA CORP /DE/ 58,663 1,692,000 2.87%
11 Hilltop Holdings Inc. 52,469 1,513,000 2.57%
12 Cambridge Investment Research Advisors, Inc. 40,530 1,169,000 1.98%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,180 784,000 1.33%
14 Virtu KCG Holdings LLC 16,573 478,000 0.81%
15 ENVESTNET ASSET MANAGEMENT INC 16,282 470,000 0.80%
16 LPL Financial LLC 13,244 383,000 0.65%
17 MassMutual Private Wealth & Trust, FSB 12,249 353,261 0.60%
18 HENGEHOLD CAPITAL MANAGEMENT LLC 10,730 309,000 0.52%
19 SII INVESTMENTS INC/WI 9,923 288,000 0.49%
20 AMERICAN INTERNATIONAL GROUP, INC. 6,074 175,174 0.30%
21 PALLADIEM, LLC 6,080 175,000 0.30%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 2,562 74,000 0.13%
23 Transamerica Financial Advisors, LLC 1,784 52,000 0.09%
24 B. Riley Wealth Management, Inc. 907 26,000 0.04%
25 BANK OF MONTREAL /CAN/ 495 14,000 0.02%
26 WELLS FARGO & COMPANY/MN 444 13,000 0.02%
27 Orion Porfolio Solutions, LLC 311 9,000 0.02%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 206 6,000 0.01%
29 COLONY GROUP LLC 132 4,000 0.01%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.