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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 30 Institutional holders with a total value of $34,149,669.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 379,107 10,581,000 30.98%
2 MORGAN STANLEY 191,865 5,355,000 15.68%
3 JOHNSON INVESTMENT COUNSEL INC 150,810 4,209,000 12.33%
4 STRINGER ASSET MANAGEMENT, LLC 105,347 2,940,000 8.61%
5 First Allied Asset Management, Inc. 67,162 1,878,000 5.50%
6 Stonehearth Capital Management, LLC 58,585 1,635,000 4.79%
7 BANK OF AMERICA CORP /DE/ 46,967 1,311,000 3.84%
8 JANE STREET GROUP, LLC 42,367 1,182,000 3.46%
9 RAYMOND JAMES & ASSOCIATES 40,766 1,138,000 3.33%
10 HighTower Advisors, LLC 32,316 902,000 2.64%
11 Virtu KCG Holdings LLC 16,655 465,000 1.36%
12 Placemark Investments, Inc. 15,313 426,000 1.25%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,870 415,000 1.22%
14 MassMutual Private Wealth & Trust, FSB 13,314 371,594 1.09%
15 LPL Financial LLC 13,078 365,000 1.07%
16 SII INVESTMENTS INC/WI 9,852 274,000 0.80%
17 HENGEHOLD CAPITAL MANAGEMENT LLC 9,691 270,000 0.79%
18 PALLADIEM, LLC 7,865 220,000 0.64%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 2,562 72,000 0.21%
20 Transamerica Financial Advisors, LLC 1,441 41,000 0.12%
21 ENVESTNET ASSET MANAGEMENT INC 1,026 29,000 0.08%
22 B. Riley Wealth Management, Inc. 907 25,000 0.07%
23 BANK OF MONTREAL /CAN/ 495 14,000 0.04%
24 WELLS FARGO & COMPANY/MN 444 12,000 0.04%
25 Orion Porfolio Solutions, LLC 249 7,000 0.02%
26 AMERICAN INTERNATIONAL GROUP, INC. 146 4,075 0.01%
27 COLONY GROUP LLC 132 4,000 0.01%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 114 3,000 0.01%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 45 1,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.