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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 40 Institutional holders with a total value of $85,996,745.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 17 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 COLONY GROUP LLC 21 1,000 0.00%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 243 7,000 0.01%
5 Carroll Financial Associates, Inc. 500 14,000 0.02%
6 BANK OF MONTREAL /CAN/ 495 14,000 0.02%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 603 17,000 0.02%
8 B. Riley Wealth Management, Inc. 907 26,000 0.03%
9 MANAGED ACCOUNT ADVISORS LLC 1,838 53,000 0.06%
10 UBS Group AG 2,061 59,000 0.07%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 2,562 74,000 0.09%
12 PALLADIEM, LLC 4,090 117,000 0.14%
13 AMERICAN INTERNATIONAL GROUP, INC. 6,177 177,342 0.21%
14 AMERIPRISE FINANCIAL INC 9,777 281,000 0.33%
15 SII INVESTMENTS INC/WI 10,268 297,000 0.35%
16 Virtu KCG Holdings LLC 11,076 318,000 0.37%
17 TOCQUEVILLE ASSET MANAGEMENT L.P. 11,150 320,000 0.37%
18 Boyle Capital Management, L.L.C. 11,407 327,000 0.38%
19 HENGEHOLD CAPITAL MANAGEMENT LLC 11,506 330,000 0.38%
20 MassMutual Private Wealth & Trust, FSB 13,494 375,403 0.44%
21 Argentus Capital Management, LLC 14,074 404,000 0.47%
22 ENVESTNET ASSET MANAGEMENT INC 17,270 496,000 0.58%
23 Transamerica Financial Advisors, LLC 18,861 542,000 0.63%
24 LPL Financial LLC 27,416 794,000 0.92%
25 JPMORGAN CHASE & CO 35,549 1,021,000 1.19%
26 Orion Porfolio Solutions, LLC 40,311 1,157,000 1.35%
27 Cambridge Investment Research Advisors, Inc. 45,080 1,294,000 1.50%
28 AVIANCE CAPITAL MANAGEMENT, LLC 50,209 1,442,000 1.68%
29 Hilltop Holdings Inc. 61,665 1,770,000 2.06%
30 Stonehearth Capital Management, LLC 62,746 1,801,000 2.09%
31 First Allied Advisory Services, Inc. 73,270 2,111,000 2.45%
32 BANK OF AMERICA CORP /DE/ 134,404 3,859,000 4.49%
33 STRINGER ASSET MANAGEMENT, LLC 146,702 4,212,000 4.90%
34 JOHNSON INVESTMENT COUNSEL INC 146,795 4,214,000 4.90%
35 Commonwealth Equity Services, Inc 177,218 5,088,000 5.92%
36 RAYMOND JAMES & ASSOCIATES 280,853 8,063,000 9.38%
37 MORGAN STANLEY 298,596 8,572,000 9.97%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 307,401 8,825,000 10.26%
39 Composition Wealth, LLC 391,034 11,227,000 13.06%
40 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 567,655 16,297,000 18.95%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.