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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 40 Institutional holders with a total value of $51,915,560.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Carnick & Kubik, LLC 80 2,000 0.00%
3 Transamerica Financial Advisors, LLC 263 8,000 0.02%
4 Orion Porfolio Solutions, LLC 301 9,000 0.02%
5 WELLS FARGO & COMPANY/MN 338 10,000 0.02%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 387 11,000 0.02%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 603 17,000 0.03%
8 BANK OF MONTREAL /CAN/ 795 23,000 0.04%
9 Argentus Capital Management, LLC 911 26,000 0.05%
10 AMERICAN INTERNATIONAL GROUP, INC. 1,167 33,000 0.06%
11 NEWFOUND RESEARCH LLC 1,319 38,000 0.07%
12 VALLEY NATIONAL ADVISERS INC 1,700 49,000 0.09%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 2,562 74,000 0.14%
14 PROFICIO CAPITAL PARTNERS LLC 5,418 156,000 0.30%
15 Janney Montgomery Scott LLC 7,186 207,000 0.40%
16 CIDEL ASSET MANAGEMENT INC 7,395 213,000 0.41%
17 MSI Financial Services Inc 7,557 218,000 0.42%
18 SII INVESTMENTS INC/WI 10,627 308,000 0.59%
19 MassMutual Private Wealth & Trust, FSB 11,939 344,560 0.66%
20 ROYAL BANK OF CANADA 12,571 362,000 0.70%
21 Argent Trust Co 14,257 411,000 0.79%
22 Composition Wealth, LLC 22,417 647,000 1.25%
23 Accuvest Global Advisors 29,245 844,000 1.63%
24 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 29,481 851,000 1.64%
25 LPL Financial LLC 31,798 905,000 1.74%
26 AXA S.A. 33,070 954,000 1.84%
27 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 51,748 1,501,000 2.89%
28 Hilltop Holdings Inc. 52,469 1,514,000 2.92%
29 Cetera Advisor Networks LLC 54,227 1,563,000 3.01%
30 First Allied Advisory Services, Inc. 57,808 1,682,000 3.24%
31 BANK OF AMERICA CORP /DE/ 58,401 1,686,000 3.25%
32 AMERIPRISE FINANCIAL INC 63,553 1,833,000 3.53%
33 ENVESTNET ASSET MANAGEMENT INC 64,389 1,858,000 3.58%
34 Stonehearth Capital Management, LLC 75,663 2,184,000 4.21%
35 Carroll Financial Associates, Inc. 92,474 2,668,000 5.14%
36 AVIANCE CAPITAL MANAGEMENT, LLC 121,873 3,517,000 6.77%
37 STRINGER ASSET MANAGEMENT, LLC 137,760 3,976,000 7.66%
38 Commonwealth Equity Services, Inc 179,652 5,185,000 9.99%
39 MORGAN STANLEY 251,067 7,246,000 13.96%
40 RAYMOND JAMES & ASSOCIATES 304,288 8,782,000 16.92%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.