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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 40 Institutional holders with a total value of $57,905,658.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Stonehearth Capital Management, LLC 312,328 8,880,000 15.34%
2 RAYMOND JAMES & ASSOCIATES 309,552 8,801,000 15.20%
3 MORGAN STANLEY 270,868 7,701,000 13.30%
4 Commonwealth Equity Services, Inc 172,033 4,891,000 8.45%
5 AVIANCE CAPITAL MANAGEMENT, LLC 122,737 3,489,000 6.03%
6 STRINGER ASSET MANAGEMENT, LLC 114,762 3,263,000 5.64%
7 Carroll Financial Associates, Inc. 90,426 2,570,000 4.44%
8 ENVESTNET ASSET MANAGEMENT INC 78,018 2,218,000 3.83%
9 BANK OF AMERICA CORP /DE/ 62,248 1,769,000 3.05%
10 Cetera Advisor Networks LLC 53,921 1,534,000 2.65%
11 AMERIPRISE FINANCIAL INC 55,965 1,509,000 2.61%
12 Hilltop Holdings Inc. 52,469 1,492,000 2.58%
13 First Allied Advisory Services, Inc. 48,742 1,387,000 2.40%
14 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 43,904 1,248,000 2.16%
15 AXA S.A. 35,030 996,000 1.72%
16 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 30,490 867,000 1.50%
17 Accuvest Global Advisors 29,245 831,000 1.44%
18 Argent Trust Co 25,122 714,000 1.23%
19 ROYAL BANK OF CANADA 23,595 670,000 1.16%
20 LPL Financial LLC 21,277 600,000 1.04%
21 PROFICIO CAPITAL PARTNERS LLC 15,254 435,000 0.75%
22 STIFEL FINANCIAL CORP 14,867 424,000 0.73%
23 JANE STREET GROUP, LLC 11,041 314,000 0.54%
24 MassMutual Private Wealth & Trust, FSB 10,294 292,658 0.51%
25 Virtu KCG Holdings LLC 7,415 211,000 0.36%
26 CIDEL ASSET MANAGEMENT INC 7,395 210,000 0.36%
27 MSI Financial Services Inc 7,244 206,000 0.36%
28 Livingston Group Asset Management CO (operating as Southport Capital Management) 6,674 190,000 0.33%
29 Orion Porfolio Solutions, LLC 1,399 40,000 0.07%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,003 29,000 0.05%
31 ADVISOR GROUP, INC. 899 25,000 0.04%
32 NEWFOUND RESEARCH LLC 858 24,000 0.04%
33 BANK OF MONTREAL /CAN/ 795 23,000 0.04%
34 VALLEY NATIONAL ADVISERS INC 661 19,000 0.03%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 387 11,000 0.02%
36 Argentus Capital Management, LLC 345 10,000 0.02%
37 UBS Group AG 199 6,000 0.01%
38 WELLS FARGO & COMPANY/MN 134 4,000 0.01%
39 Transamerica Financial Advisors, LLC 63 2,000 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.