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IQ Merger Arbitrage Etc
IQ Merger Arbitrage Etc. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 45 Institutional holders with a total value of $60,211,265.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSETMARK, INC 15 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Creative Planning 37 1,000 0.00%
4 NEWFOUND RESEARCH LLC 112 3,000 0.00%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 400 12,000 0.02%
6 RPG FAMILY WEALTH ADVISORY, LLC 409 12,265 0.02%
7 VALLEY NATIONAL ADVISERS INC 476 14,000 0.02%
8 Gradient Investments LLC 491 15,000 0.02%
9 BANK OF MONTREAL /CAN/ 795 24,000 0.04%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,215 36,000 0.06%
11 IFP ADVISORS, INC 1,544 46,000 0.08%
12 ADVISOR GROUP, INC. 1,556 47,000 0.08%
13 Advisors Preferred, LLC 1,775 53,000 0.09%
14 ROYAL BANK OF CANADA 2,606 78,000 0.13%
15 Orion Porfolio Solutions, LLC 2,675 80,000 0.13%
16 PINNACLE BANCORP, INC. 3,093 93,000 0.15%
17 Transamerica Financial Advisors, LLC 6,462 194,000 0.32%
18 Virtu KCG Holdings LLC 8,920 268,000 0.45%
19 WELLS FARGO & COMPANY/MN 9,710 291,000 0.48%
20 Ancora Advisors LLC 10,933 328,000 0.54%
21 Argent Trust Co 12,000 360,000 0.60%
22 ENVESTNET ASSET MANAGEMENT INC 15,741 471,000 0.78%
23 RAYMOND JAMES & ASSOCIATES 18,115 543,000 0.90%
24 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 20,783 623,000 1.03%
25 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 23,635 709,000 1.18%
26 First Allied Advisory Services, Inc. 23,837 715,000 1.19%
27 SG Americas Securities, LLC 27,853 835,000 1.39%
28 JANE STREET GROUP, LLC 42,060 1,261,000 2.09%
29 Cambridge Investment Research Advisors, Inc. 42,366 1,271,000 2.11%
30 Commonwealth Equity Services, Inc 42,529 1,275,000 2.12%
31 LEVEL FOUR ADVISORY SERVICES, LLC 45,351 1,362,000 2.26%
32 AXA S.A. 45,730 1,371,000 2.28%
33 LPL Financial LLC 46,030 1,383,000 2.30%
34 Hilltop Holdings Inc. 52,469 1,574,000 2.61%
35 Cetera Advisor Networks LLC 66,082 1,985,000 3.30%
36 PROFICIO CAPITAL PARTNERS LLC 72,219 2,182,000 3.62%
37 AMERIPRISE FINANCIAL INC 74,525 2,235,000 3.71%
38 FUSION FAMILY WEALTH, LLC 78,663 2,360,000 3.92% SH
39 AVIANCE CAPITAL MANAGEMENT, LLC 81,395 2,441,000 4.05%
40 Clark Capital Management Group, Inc. 87,759 2,632,000 4.37%
41 Carroll Financial Associates, Inc. 88,453 2,652,000 4.40%
42 BANK OF AMERICA CORP /DE/ 104,540 3,136,000 5.21%
43 BANK OF STOCKTON 233,790 7,010,000 11.64%
44 Stonehearth Capital Management, LLC 298,852 8,963,000 14.89%
45 MORGAN STANLEY 309,008 9,267,000 15.39%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.