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MAINSTAY MACKAY DEFINEDTERM FD COM
MAINSTAY MACKAY DEFINEDTERM FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 25 Institutional holders with a total value of $37,342,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 393,370 7,018,000 18.79%
2 MORGAN STANLEY 378,777 6,758,000 18.10%
3 BB&T SECURITIES, LLC 28,550 5,093,000 13.64%
4 RAYMOND JAMES & ASSOCIATES 174,498 3,113,000 8.34%
5 WELLS FARGO & COMPANY/MN 153,967 2,746,000 7.35%
6 GUGGENHEIM CAPITAL LLC 152,757 2,725,000 7.30%
7 Advisors Asset Management, Inc. 132,546 2,365,000 6.33%
8 UBS AG 102,169 1,823,000 4.88%
9 Cetera Advisors LLC 65,448 1,165,000 3.12%
10 Commonwealth Equity Services, Inc 56,627 1,010,000 2.70%
11 FIRST TRUST ADVISORS LP 36,276 647,000 1.73%
12 BARCLAYS PLC 23,386 398,000 1.07%
13 LPL Financial LLC 21,511 384,000 1.03%
14 BANK OF MONTREAL /CAN/ 21,200 378,000 1.01%
15 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 20,800 371,000 0.99%
16 ACG Wealth 20,421 364,000 0.97%
17 VAN ECK ASSOCIATES CORP 20,254 361,000 0.97%
18 Cambridge Investment Research Advisors, Inc. 15,384 274,000 0.73%
19 ROYAL BANK OF CANADA 8,300 148,000 0.40%
20 CITIGROUP INC 5,028 90,000 0.24%
21 WOLVERINE ASSET MANAGEMENT LLC 2,349 41,000 0.11%
22 MYCIO WEALTH PARTNERS, LLC 1,425 25,000 0.07%
23 DUBUQUE BANK & TRUST CO 1,000 18,000 0.05%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 18,000 0.05%
25 D.A. DAVIDSON & CO. 560 9,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.