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MAINSTAY MACKAY DEFINEDTERM FD COM
MAINSTAY MACKAY DEFINEDTERM FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 27 Institutional holders with a total value of $45,978,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 515,076 9,570,000 20.81%
2 MORGAN STANLEY 398,937 7,412,000 16.12%
3 RAYMOND JAMES & ASSOCIATES 315,235 5,857,000 12.74%
4 BB&T SECURITIES, LLC 23,968 4,453,000 9.69%
5 UBS Group AG 214,970 3,994,000 8.69%
6 WELLS FARGO & COMPANY/MN 165,932 3,084,000 6.71%
7 GUGGENHEIM CAPITAL LLC 152,431 2,832,000 6.16%
8 Advisors Asset Management, Inc. 146,505 2,722,000 5.92%
9 Liberty Street Advisors, Inc. 56,208 1,044,000 2.27%
10 Cetera Advisors LLC 41,933 777,000 1.69%
11 USCA RIA LLC 38,600 717,000 1.56%
12 FIRST TRUST ADVISORS LP 36,159 672,000 1.46%
13 VAN ECK ASSOCIATES CORP 25,802 479,000 1.04%
14 DOLIVER ADVISORS, LP 24,576 457,000 0.99%
15 LPL Financial LLC 23,218 433,000 0.94%
16 Janney Montgomery Scott LLC 18,363 341,000 0.74%
17 Cambridge Investment Research Advisors, Inc. 16,384 304,000 0.66%
18 COMERICA BANK 16,000 297,000 0.65%
19 AVIANCE CAPITAL MANAGEMENT, LLC 12,801 238,000 0.52%
20 CITIGROUP INC 5,091 95,000 0.21%
21 ROYAL BANK OF CANADA 3,800 71,000 0.15%
22 PNC FINANCIAL SERVICES GROUP, INC. 2,000 37,000 0.08%
23 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,800 33,000 0.07%
24 INTEGRATED WEALTH MANAGEMENT 1,400 26,000 0.06%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 19,000 0.04%
26 D.A. DAVIDSON & CO. 560 10,000 0.02%
27 NEXT Financial Group, Inc 234 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.